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SEC Proposes New Rules for Large Positions in Security-Based Swaps

The SEC proposed new rules requiring that large positions in security-based swaps and related securities be reported to the SEC. The SEC re-proposed regulations prohibiting fraudulent, deceptive and manipulative conduct in connection with security-based swaps. ....

Commodity Futures Trading Commission , Proposed Rule , Position Reporting , Large Security Based , Commodity Futures Trading , Chief Compliance Officer , Us Securities And Exchange Commission , Security Based Swaps , Egulations Prohibiting Fraudulent , Ecurity Based Swap Position On Edgar ,

SEC Proposes New Rules for Large Positions in Security-Based Swaps

The SEC proposed new rules requiring that large positions in security-based swaps and related securities be reported to the SEC. The SEC re-proposed regulations prohibiting fraudulent, deceptive and manipulative conduct in connection with security-based swaps. ....

Commodity Futures Trading Commission , Proposed Rule , Position Reporting , Large Security Based , Commodity Futures Trading , Chief Compliance Officer , Us Securities And Exchange Commission , Security Based Swaps , Egulations Prohibiting Fraudulent , Ecurity Based Swap Position On Edgar ,