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Keynote Address Of CFTC Commissioner Kristin N. Johnson At The World Federation Of Exchanges Annual Meeting - Creating Rules Of The Road For (Dis)Intermediated And (De)Centralized Markets

Keynote Address Of CFTC Commissioner Kristin N. Johnson At The World Federation Of Exchanges Annual Meeting - Creating Rules Of The Road For (Dis)Intermediated And (De)Centralized Markets
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

Chicago , Illinois , United-states , Ukraine , Russia , Buttonwood , Nandini-sukumar , Jon-cunliffe , Carolinea-crenshaw , Ian-mcginley , Kristinn-johnson , Allison-herren-lee

Supreme Court Delivers Key Defense Victory by Limiting Section 11 Claims in Direct Listings - and Again Calling for a Rigid Application of the Tracing Requirement | Goodwin

On June 1, 2023, the United States Supreme Court issued a unanimous opinion that makes it more difficult for shareholders to bring Section 11 claims against companies that go public via...

France , New-york , United-states , Delaware , Florida , New-jersey , French , Rafael-marquez , James-david-obrien , Denise-cote , Us-supreme-court , Slack-technologies

SCOTUS Hears Oral Argument In Slack Direct Listing Case—did The Court Float Its Likely Resolution? - Shareholders

When the SEC was considering the NYSE's proposal to permit direct listings of primary offerings, one of the frequently raised difficulties related to the potential "vulnerability"...

United-states , Justice-barrett , Justice-jackson , Justice-kavanaugh , Joe-grundfest , Justice-thomas , Justice-sotomayor , Justice-roberts , Justice-kagan , Jay-clayton , Justice-gorsuch , A-cornerstone-research

Doug Ellenoff Of Law Firm EGS, Shares 2023 Expectations For SPACs, Securities Crowdfunding And More

Doug Ellenoff Of Law Firm EGS, Shares 2023 Expectations For SPACs, Securities Crowdfunding And More
crowdfundinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from crowdfundinsider.com Daily Mail and Mail on Sunday newspapers.

Delaware , United-states , Manhattan , New-york , Doug-ellenoff , Delaware-court , Spacs-or-special-purpose-acquisition-companies , House-financial-services-committee , Association-of-online-investment-platforms , Capitol-hill , Special-purpose-acquisition-companies , Online-investment-platforms

SEC Small Business Capital Formation Advisory Committee Tells Commission To Add Sophistication Option For Accredited Investor Qualification, Cautions On Undermining Reg D, More

SEC Small Business Capital Formation Advisory Committee Tells Commission To Add Sophistication Option For Accredited Investor Qualification, Cautions On Undermining Reg D, More
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Gary-gensler , Exchange-commission , Small-business-capital-formation-advisory-committee , Gensler-commission , Commission-do , Business-advocate-act , Regd-click , Accredited-investor , Accredited-investors-click , Accredited-investors , Direct-listings , Chair-gary-gensler

PR News | PR Firms Report Robust 29.7% Growth in '21

Independent PR firms enjoyed robust growth in 2021 as fee income surged 29.7 percent.

New-york , United-states , Netherlands , New-jersey , Shandwick , Highland , United-kingdom , France , Chicago , Illinois , London , City-of

SEC Approves Nasdaq Rule Change Allowing Direct Listings with a Capital Raise (Update) | Fenwick & West LLP

[Editor's Note (1/25/22): This article includes an update regarding the amended rule proposal Nasdaq filed with the SEC in January 2022.] [Editor's Note (6/1/21): This...

Exchange-commission , How-can-my-company , Fenwick-west , Company-direct-listing-order , Nasdaq , Nasdaq-global-select , Capital-raise , Can-my-company-qualify , Direct-listing , Reference-price , Trade-occur

Cadwalader Cabinet: Security-Based Swaps, Insider Trading and More

FINRA proposal approved addressing application of FINRA rules to security-based swaps, SEC charged two individuals with trading on material nonpublic information, GAO found federal agencies were inconsistent in implementing cybersecurity requirements under FISMA and more.

Illinois , United-states , Nihal-patel , Tech-sprint-program , Northern-district-court , Nasdaq-stock-market , Us-attorney-office , Nasdaq , Emoji-user , Exchange-act , Northern-district , Federal-information-security-modernization-act

SPACs Face Legislative Scrutiny - Corporate/Commercial Law

Two pieces of legislation aimed at imposing additional regulations on special purpose acquisition companies ("SPACs") were recently introduced in the US House of Representatives.

Gary-gensler , Holding-spacs , Exchange-commission-the , Harvard-law-school-forum , House-committee-on-financial-services , Staff-of-the-commission , Committee-on-banking , Accountable-act , Michael-san , Fees-act , House-committee , Financial-services