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As of November 1, 2021, dealers in security-based swaps (“SBS”) whose dealing activity exceeds certain de minimis thresholds (e.g., gross notional amount of $3 billion for credit...
As of November 1, 2021, dealers in security-based swaps SBS whose dealing activity exceeds certain de minimis thresholds are required to register with the SEC as a security-based swap dealer SBSD and to comply with the SEC’s regulations applicable to SBS.