More advisors are making the move to RIA, independent models
Cerulli found that independent and hybrid RIA channels saw the largest growth in head count as more advisors make the move.
Source: investmentnews.com
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RIAs are embracing compliance as a necessary evil
The good news for RIAs sweating over compliance is that an entire cottage industry has developed to provide all manner of support.
Source: investmentnews.com