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Finra Orders 4 Firms to Pay Combined $2.6 Million Over Securities Lending

By Dean Seal The Financial Industry Regulatory Authority has ordered four firms, including the brokerage wing of SoFi Technologies, to pay a combined $2.6. ....

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FINRA Fines Firms $2.6M For Poor Securities Lending Oversight

SoFi Securities, SogoTrade, M1 Finance and Open to the Public Investing will pay more than $2.6m to settle FINRA charges. ....

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FINRA Orders Four Firms to Pay $2.6 Million for Violations Relating to Fully Paid Securities Lending

FINRA Orders Four Firms to Pay $2.6 Million for Violations Relating to Fully Paid Securities Lending
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Brokerages SoFi, Public Fined for Misleading Customers Over Stock Loans

Brokerages SoFi, Public Fined for Misleading Customers Over Stock Loans
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CORRECTING and REPLACING New SoFi Survey Reveals America's Top Financial Ambitions; Two-Thirds of Gen Z and Millennials Are Willing to Skip Dining Out for 5 Years to Retire by 50

CORRECTING and REPLACING New SoFi Survey Reveals America's Top Financial Ambitions; Two-Thirds of Gen Z and Millennials Are Willing to Skip Dining Out for 5 Years to Retire by 50
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