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The FTC s New Final Rule on Non-Competes: Key Points for Businesses | Tucker Arensberg, P C

The FTC s New Final Rule on Non-Competes: Key Points for Businesses | Tucker Arensberg, P C
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Securities and Exchange Commission Broadens Dealer Definition

Securities and Exchange Commission Broadens Dealer Definition
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Commr hesterm peirceHester peirceKatten septExchange commissionFirm required to implement supervisory systemFinancial industry regulatory authorityExchange act release noSecurities exchangeSecurities exchange actExchange actTrading interest factorPrimary revenue factorActive tradingAdopting releaseTrading interestCommissioner hester peirce

The SEC Proposes a Revised Definition of Dealer Intended to Capture, Among Others, High Frequency Traders a/k/a Flash Boys | Patterson Belknap Webb & Tyler LLP

On March 28, 2022, the Securities and Exchange Commission announced proposed changes to Exchange Act Rules that would expand the scope of which market participants the SEC considers to.

United statesGary genslerHester peirceH peirce marMichael lewiNanex septG gensler marExchange commissionExchange actAdvisory committee on emerging regulatoryGoldman sachs group incSecurities exchangeExchange commission marPatterson belknap webb tylerPatterson belknap webbExchange act rules

SEC Proposes to Expand Interpretation of Dealer and Government Securities Dealer Definitions | Latham & Watkins LLP

On March 28, 2022, the US Securities and Exchange Commission (SEC) proposed rules (Proposing Release) that would require securities market participants that engage in dealer-like.

Martine lybeckerAgency securitiesLatham watkinsSee united trust coInvestment companyNational market systemExchange ruleExchange act ruleExchange commissionSecurities exchangeLouis dreyfus corpAmendments regarding the definition of exchangeProposing releaseSecurities exchange actExchange actStandardsunder both

SEC New Proposal to Expand Dealer Registration Requirements

SEC has proposed two new rules that, if adopted, would dramatically expand who may be considered a dealer or a government securities dealer under the Securities Exchange Act of 1934, as amended the Exchange Act, and be required to register in such capacity.

Gary genslerExchange commissionSecurities exchangeExchange act release noInvestment companyFinancial industry regulatory authoritySecurities exchange actNew proposalExpand reachDealer registrationExchange actNew rules would expandInvestment company actGovernment securitiesFederal registerSpecific exemptions