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SEC says local adviser defrauded client

Published: December 1, 2021

The Securities and Exchange Commission recently announced federal charges against Tyrone Township resident Steven Muntin, 57, for allegedly defrauding one of his investment advisory clients out of more than $314,000.

Source: tctimes.com

Related Topics:

United StatesSusan WeisDanielj HayesJonathon GrobelskiStanton NelsonAnnec MckinleyStacey GohlJamesa DavidsonMaureen DempseyExchange CommissionAsset Management IncChicago Regional OfficeSecurities ExchangeTyrone TownshipSteven MuntinExecutive Asset ManagementEastern DistrictSecurities ActSecurities Exchange ActInvestment Advisers ActChicago Regional