SEC Finalizes Amendments to Regulation S-P | K&L Gates LLP
On 16 May 2024, the Securities and Exchange Commission (SEC) adopted amendments (amendments) to Regulation S-P representing the first major changes to Regulation S-P since its initial...
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On 16 May 2024, the Securities and Exchange Commission (SEC) adopted amendments (amendments) to Regulation S-P representing the first major changes to Regulation S-P since its initial...
Securities Exchange SEC adopts amendments to Regulation S-P to impose significant new privacy-related protections and obligations including Incident response program
On May 15, the Securities and Exchange Commission adopted amendments to Regulation S-P, which covers broker-dealers, registered investment advisors (RIAs), and investment companies (funds).
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The Dominion project took just over three years to clear federal permitting.