APILayer and Pieces Launch API Partnership
/PRNewswire/ -- APILayer, owned by Austin-based B2B software company Idera. Inc., announced a joint go-to-market partnership with Pieces to bring developers...
Source: prnewswire.com
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APILayer and Pieces Launch API Partnership
/PRNewswire/ -- APILayer, owned by Austin-based B2B software company Idera. Inc., announced a joint go-to-market partnership with Pieces to bring developers...
Source: prnewswire.com
Ropes & Gray's Investment Management Update December 2021 – January 2022 - Finance and Banking
On January 26, 2022, the SEC issued a release proposing amendments to Form PF (the "Proposal").
Source: mondaq.com
Form CRS Disclosure Improvements Requested
The SEC’s Standards of Conduct Implementation Committee issued a statement following a review of Form CRS relationship summaries filed with the SEC by a cross-section of broker-dealers and investment advisers and the firms’ compliance with Form CRS requirements.
Source: natlawreview.com
SEC Staff Statement Regarding Form CRS Disclosures - Standards Of Conduct Implementation Committee
<p><span>Form CRS is a brief relationship summary designed to help retail investors make informed choices regarding what type of relationship—brokerage, investment advisory, or a combination of both—best suits a retail investor’s particular circumstances and investment objectives. SEC-registered broker-dealers and investment advisers (each, a “firm”) offering services to retail investors must file with the Commission and provide to retail investors a relationship summary containing plain English disclosures on specific topics under ...
Source: mondovisione.com