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Capital Markets Update in Brief - Vimarsana News

Capital Markets Update in Brief

SEC issued 15 new Compliance and Disclosure Interpretations CDIs on implementing the pay versus performance disclosure rules that were adopted on August 25, 2022 PvP Rules. The PvP Rules added new Item 402v to Regulation S-K.

SEC Commissioner Uyeda Warns Of Looming Item 402 Letter Deficit - Vimarsana News

SEC Commissioner Uyeda Warns Of Looming Item 402 Letter Deficit

Securities and Exchange Commission adopted amendments to Rule 10b5-1 under the Securities Exchange Act of 1934 which provides affirmative defenses to trading on the basis of material nonpublic information. The amendments add new conditions to the rule.