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Polite: Voluntary self-disclosure rising since DOJ policy changes

Polite: Voluntary self-disclosure rising since DOJ policy changes
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Rule 10b5 1 Investor Protections Against Insider Trading

The DOJ and the SEC show continued interest in investigating insider trading by company executives who possess material non-public information. Though a Rule 10b5-1 plan is intended as a safe harbor, the existence of any such plan cannot be an affirmative defense. ....

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