Financial industry regulator, Twin Cities adviser settle probe with lifetime ban agreement
Paul Koch, a Wayzata-based financial adviser, agreed to a permanent bar from the financial services industry in a deal with FINRA.
Source: startribune.com
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Start a theater in the time of COVID!? Rachel Felstein and Anna DiGiovanni tell how they did it.
They began a merry band that became Her Majesty & Sons, opened in August at the DC War Memorial, and now does 'Richard II' in a church.
Source: dcmetrotheaterarts.com
Wayzata financial adviser accused of financial misdeeds by former Viking
Wayzata financial adviser accused of financial misdeeds by former Viking FINRA is investigating and a South Carolina lawsuit sheds light on the dispute. April 13, 2021 — 4:02pm Text size Copy shortlink: A veteran financial adviser in Wayzata, Paul R. Koch, is under review by the Financial Industry Regulatory Authority over allegations he made "risky and unsuitable" investments on behalf of a former Minnesota Viking football player from 2011 to 2018. The review comes after Koch's former employer, UBS Financial Services, last Dece...
Source: startribune.com