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Statement On Amendments To Regulation S-P, SEC Chair Gary Gensler, March 15, 2023 - Vimarsana News

Statement On Amendments To Regulation S-P, SEC Chair Gary Gensler, March 15, 2023

<p><span>Today, the Commission is considering amendments to require covered firms to notify their customers of data breaches.</span><a name="_ftnref1" href="https://www.sec.gov/news/statement/gensler-statement-regulation-sp-031523?utm_medium=email&amp;utm_source=govdelivery#_ftn1">[1]</a><span>&nbsp;I support these amendments because, through making critical updates to a rule first adopted in 2000, this proposal would help protect the privacy of customers&rsquo; financial data.</span></p>

What the SEC is Scrutinizing in Its Marketing Rule Exams - Vimarsana News

What the SEC is Scrutinizing in Its Marketing Rule Exams

Industry experts and SEC officials discuss what plan sponsors should know about how the regulator will consider investment performance claims. 

SEC picks Sarah ten Siethoff for deputy director of investment management division - Vimarsana News

SEC picks Sarah ten Siethoff for deputy director of investment management division

The SEC named Sarah ten Siethoff as the deputy director of the division of investment management.

Statement On Proposed Amendments Regarding Order Execution Quality, SEC Chair Gary Gensler, Dec. 14, 2022 - Vimarsana News

Statement On Proposed Amendments Regarding Order Execution Quality, SEC Chair Gary Gensler, Dec. 14, 2022

<p><span>Today, the Commission will consider a proposal to enhance disclosure requirements for order execution quality. I am pleased to support this proposal because, if adopted, it would improve transparency on execution quality and facilitate investors&rsquo; ability to compare brokers, thereby enhancing competition in our markets.</span></p>

Statement On Best Execution Proposal, SEC Chair Gary Gensler, Dec. 14, 2022 - Vimarsana News

Statement On Best Execution Proposal, SEC Chair Gary Gensler, Dec. 14, 2022

<p><span>Today, the Commission will consider a proposal to establish a Commission rule setting forth a best execution standard and accompanying framework for broker-dealers. I am pleased to support this proposal because, if adopted, it would help ensure that brokers have policies and procedures in place to uphold one of their most important obligations: to seek best execution when trading securities, whether equities, fixed income, options, crypto security tokens, or other securities.</span></p>