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Arbitrators order Morgan Stanley to pay senior investor $1.8M

Published: August 23, 2023

Finra arbitrators ordered Morgan Stanley to pay a senior investor $1.8 million for overconcentration in her portfolio.

Source: investmentnews.com

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Garden CityNew YorkUnited StatesSusan SieringKaren BuschTodd WachsmanFinancial Industry Regulatory IncWisdomtree Investments IncMorgan StanleyWisdomtree InvestmentsMatthew PlantFinancial Industry Regulatory