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WisdomTree Announces Private Offering of $130.0 Million of Convertible Senior Notes - Vimarsana News

WisdomTree Announces Private Offering of $130.0 Million of Convertible Senior Notes

WisdomTree, Inc. (NYSE: WT) (“WisdomTree”), a global financial innovator, today announced its intention to offer, subject to market conditions and other factors, $130.0 million aggregate principal amount of its convertible senior notes due 2028 (the “notes”) in a private offering (the “offering”) to qualified institutional buyers pursuant to Rule 144A under the Securities Act of 1933, as amended (the “Securities Act”).

SEC Releases No-Action Letter On Rule 144A Information - Vimarsana News

SEC Releases No-Action Letter On Rule 144A Information

SEC Division of Trading and Markets issued no-action letter yesterday that removes requirement that Rule 144A information be made publicly available prior to broker-dealer publishing a quotation or submitting a quotation for publication on a fixed income Rule 144A security.