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On November 17, 2021, the U.S. Securities Exchange Commission announced the adoption of new rules requiring the use of universal proxy cards in contested director elections. The new rules are effective for any shareholder meeting held after August 31, 2022.
- The NYSE first amended its shareholder approval rules largely to make permanent The temporary accommodations that were put into effect at the onset…
In this issue, we cover regulatory developments impacting the investment management sector, including proposed legislation supported by the Investment Company Institute to address...
Yesterday the SEC approved new proxy rules requiring the use of universal proxy cards by