Private funds radar - October 2023
The US regulatory scene for private capital and related funds remains very active. For example, on 11 September 2023, the SEC announced charges…
Source: lexology.com
Page 18 - Upper Tribunal News Today : Breaking News, Live Updates & Top Stories | Vimarsana
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Top News In Upper Tribunal Today - Breaking & Trending Today
Applying the FCA's proposed new guidance on non-financial misconduct | Bryan Cave Leighton Paisner
Non-financial misconduct in financial services firms is back at the top of the agenda following the concurrent publication of the FCA’s Consultation Paper 20/23 (Diversity and inclusion...
Source: jdsupra.com
Former Barclays CEO Jes Staley banned from UK banking for failing to disclose Epstein ties
James “Jes” Staley, the former JPMorgan Chase executive who was CEO of Barclays for six years, has been banned from holding senior roles in the UK financial services industry for
Source: wpsdlocal6.com
Barclays shares fall as watchdog fines former boss Jes Staley £1.8m over Epstein claims
Barclays shares fell nearly 4% following the publication of the FCA statement revealing it had fined the ex-banking boss £1.8m over his claims relating to Epstein.
Source: thisismoney.co.uk
Ex-Barclays CEO James Staley fined and banned by FCA over ties to Jeffrey Epstein
The FCA has fined and banned the former CEO of Barclays, James Staley, due to misleading statements on his relationship with Jeffrey Epstein.
Source: investmentweek.co.uk