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Finra arbitrators order former advisor to pay $664,901 for unsuitable options strategy

Published: August 17, 2023

Finra arbitrators ordered a former financial advisor to pay more than $600,000 for recommending risky options strategies.

Source: investmentnews.com

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United StatesMary MartinPatricia CappsTerry Michael WheelerRaymond CappsNorman Edgar McneillClifford CappsWanda WheelerFinancial Industry Regulatory Authority IncExchange CommissionMcneill FinancialAlabama SecuritiesFinancial Industry Regulatory AuthorityInvestment Adviser Public DisclosureMcneill Financial AdvisoryCentral Registration Depository

Mary F. Crane

Published: April 21, 2023

Mary F. Crane, 51, of DeKalb, MO, passed away Tuesday, April 18, 2023 in Kansas City, MO. She was born July 14, 1971 in Farmington, NM, daughter of Wanda (Wheeler)

Source: kq2.com

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Wanda WheelerJoseph MccaulleyDick MccaulleyGeorge Tammy WheelerBethany High SchoolSpecial OlympicsMary Crane Memorial FundDekalb Christian ChurchKansas CityAutumn Rose CraneRupp FuneralWestlawn Cemetery