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SEC Implements New Level Of Scrutiny For Employment Agreements And Separation Agreements Under Whistleblower Protection Rule - Whistleblowing

In a series of press releases throughout September 2023, the Securities and Exchange Commission (SEC) announced enforcement orders against three separate companies. ....

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ESG, Whistleblowing, And Compliance Programs: Key Takeaways From A Recent ESG Misstatement Case - Securities

On September 25, the U.S. Securities and Exchange Commission (SEC) announced a US$19 million settlement with the investment adviser DWS Investment Management Americas Inc. ....

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FCA diversity guidance could spur whistleblowing

As UK financial regulators outline guidance to address work cultures and boost inclusion, can more women rise to the top, and speak out against bullying or harassment, without fear of losing their jobs? ....

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Eleventh Circuit Affirms Rejection Of Employee's SOX Claim For Lack Of Protected Activity - Whistleblowing

On September 25, 2023, the U.S. Court of Appeals for the Eleventh Circuit affirmed the Department of Labor's Administrative Review Board's rejection of an employee's. ....

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SEC Focuses On Whistleblower Protections In Employee Separation Agreements - Whistleblowing

Recent Securities and Exchange Commission enforcement actions have zeroed in on whistleblower protections in employee separation agreements, signaling that now may be the time for companies. ....

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