Canadian Annual Derivatives Conference Opens the Market
/PRNewswire/ - Representatives from Aviso Wealth, FIS Global, ION Markets, Jane Street, National Bank Financial Markets, RBC Capital Markets, RJ O'Brien, Scila...
Source: prnewswire.com
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New and Familiar Compliance Challenges for FINRA Members in 2021
Payment for order flow and best execution; market access; finfluencers and gamification; and anti-money laundering were some of the most critical emerging and familiar compliance challenges faced by member firms addressed by the Financial Industry Regulatory Authority in 2022
Source: natlawreview.com