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Galvin Orders MassMutual To Pay $4 Million Over Social Media Policies

Galvin Orders MassMutual To Pay $4 Million Over Social Media Policies
wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.

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Sec. of State Galvin's office sanctions Retire Happy company for allegedly defrauding senior citizens and retirees

Sec. of State Galvinâs office sanctions Retire Happy company for allegedly defrauding senior citizens and retirees
By Travis Andersen Globe Staff,Updated December 22, 2020, 5:09 p.m.
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Massachusetts Secretary of State William F. Galvinâs office on Tuesday announced sanctions against a Nevada-based company for allegedly defrauding retirees in the Commonwealth.
In a statement, Galvinâs office identified the company as Retire Happy. A number listed for the company wasnât in service Tuesday.
According to Galvinâs office, Retire Happy contacts potential investors through unsolicited cold calls and other methods and convinces them to transfer their retirement savings into self-directed IRAs provided by another Nevada company, Provident Trust Group. ....

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Massachusetts files securities charge against popular investing app Robinhood

Galvinâs office says popular investing app Robinhood violates state securities rules
A complaint alleges that the online brokerage values trade volume over whatâs best for customers. The company disputes the allegations.
By Andy Rosen Globe Staff,Updated December 16, 2020, 10:22 a.m.
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Gabby Jones/Bloomberg
Massachusetts regulators on Wednesday accused the popular online investing platform Robinhood of violating state securities laws, claiming in an administrative complaint that the app-based service treats personal finance as a game to attract young and inexperienced consumers.
The complaint, filed by the office of Secretary of State William Galvin, also says the Silicon Valley company has failed to shore up its digital infrastructure amid its runaway growth, resulting in several outages that limited customersâ ability to trade during periods of major stock market volatility. ....

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