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Ex-Broker Gets 35 Years in Prison for $25M Scam Targeting Seniors

Ex-Broker Gets 35 Years in Prison for $25M Scam Targeting Seniors
thinkadvisor.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from thinkadvisor.com Daily Mail and Mail on Sunday newspapers.

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Daryl Bank Sentenced to 35 Years In Prison in $25M Fraud Scheme

Daryl Bank Sentenced to 35 Years In Prison in $25M Fraud Scheme
wealthmanagement.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from wealthmanagement.com Daily Mail and Mail on Sunday newspapers.

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Capitol Securities Welcomes Jim Wallace as its New Chief Operating Officer ("COO")

Capitol Securities Welcomes Jim Wallace as its New Chief Operating Officer ( COO )
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BOSTON, May 7, 2021 /PRNewswire/ Capitol Securities Management, Inc. is pleased to announce the appointment of Jim Wallace to the position of Chief Operating Officer. Jim will be based in the firm s new corporate office located in Boston, Massachusetts.
In this role, Jim will lead all aspects of firm s daily operations supporting Capitol Securities Management s network of financial advisors.
Jim brings over 30 years of experience in the financial services profession, starting his career at Fidelity Investments, supporting institutional and retail client with trading, operations and service. Jim was then at Investors Capital for over 16 years where he served as the firm s Chief Operating Officer responsible for leading all aspects of firm s daily operations supporting a network of 500+ independent financial representativ ....

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Capitol Securities Welcomes Joseph Mauriello to our Glastonbury, CT, Office

Capitol Securities Welcomes Joseph Mauriello to our Glastonbury, CT, Office
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RESTON, Va., May 5, 2021 /PRNewswire/ Capitol Securities Management, Inc. is pleased to welcome Joseph Mauriello to our Glastonbury, Connecticut Office. Joe joins Capitol from Liberty Bank where he was a Vice President of Investment Services. Joe holds FINRA Series 6, 7, 63 and 65 licenses and he received a Bachelor of Science degree from the University of Connecticut.
Joe specializes in holistic investment advice and comprehensive retirement income planning. He will continue to be supported by Capitol Securities using Raymond James client and advisor-based platform. ....

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Capitol Securities Welcomes Joseph Fumo, CFP and Fumo Financial!

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RESTON, Va., May 3, 2021 /PRNewswire/ Capitol Securities Management, Inc. is pleased to welcome Joseph Fumo to the company.
Joseph J. Fumo V graduated with a B.A. in Business Administration and a concentration in Finance from the Erivan K. Haub School of Business of Saint Joseph s University in 2012. With a focus on learning, Joseph became a CERTIFIED FINANCIAL PLANNER™ practitioner in March of 2015 as well as receiving his MS in Personal Financial Planning in 2017. He holds FINRA Series 3, 7, and 66 licenses. Joseph joins Capitol from Wells Fargo Advisors.
As a Financial Advisor with over 10 years of industry experience, he helps successful families and individuals organize and manage their financial affairs. His areas of focus include generational wealth transfer and assisting pre-retirees and retirees in managing their assets to provide a lifestyle sustaining income that allows them to maintain their dignity and inde ....

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