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Litigation Release No. 25026 / February 9, 2021
Securities and Exchange Commission v. Isaiah L. Goodman, No. 21-cv-00365 (D. Minn. filed February 8, 2021)
The Securities and Exchange Commission charged former Minneapolis-area investment adviser Isaiah L. Goodman for allegedly defrauding his advisory clients out of approximately $2.25 million.
According to the SEC s complaint, from at least September 2018 to November 2020, Goodman, doing business through Becoming Financial Advisory Services, LLC, stole more than $2.25 million from at least 20 advisory clients. As alleged, Goodman falsely represented to these clients that he would invest their money in securities, including mutual funds and stocks for their retirement and investment accounts. Instead, Goodman allegedly misappropriated their money by using it for his own personal and business expenses, including home renovation and building expenses, car payments, and vacations. Goodman allegedly furthered the fraud by pr ....

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