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Statement On Staff No-Action Letter Regarding Amended Rule 15c2-11 In Relation to Fixed Income Securities, SEC Commissioner Hester M. Peirce, Sept. 24, 2021

Statement On Staff No-Action Letter Regarding Amended Rule 15c2-11 In Relation to Fixed Income Securities, SEC Commissioner Hester M. Peirce, Sept. 24, 2021
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Robert Long White Collar Defense Lawyer Greenberg Traurig

Robert Long White Collar Defense Lawyer Greenberg Traurig
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SEC Grants No-Action Relief From Initial Margin Requirements - Corporate/Commercial Law

The SEC Division of Trading and Markets granted no-action relief to security-based swap dealers from certain initial margin requirements for security-based swaps under SEA Rule 18a-3(c)(1)(ii)(B) ("Margin Requirements").

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SEC Approves Nasdaq

SEC Approves Nasdaq
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Annette L. Nazareth Appointed to Broadridge Board of Directors

Annette L. Nazareth Appointed to Broadridge Board of Directors
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Annette L. Nazareth Appointed to Broadridge Board of Directors

Annette L. Nazareth Appointed to Broadridge Board of Directors
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Blog: SEC approves Nasdaq "comply-or-explain" proposal for board diversity | Cooley LLP

Blog: SEC approves Nasdaq "comply-or-explain" proposal for board diversity | Cooley LLP
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SEC Tables Proposed Exemption For Expert Market - Corporate/Commercial Law

SEC Tables Proposed Exemption For Expert Market - Corporate/Commercial Law
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Nasdaq Wins SEC Support for Plan to Diversify Company Boards

Nasdaq Wins SEC Support for Plan to Diversify Company Boards
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NJ Blocks BlockFi from Offering Interest-Bearing Crypto Accounts

NJ Blocks BlockFi from Offering Interest-Bearing Crypto Accounts
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