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Statement On Staff No-Action Letter Regarding Amended Rule 15c2-11 In Relation to Fixed Income Securities, SEC Commissioner Hester M. Peirce, Sept. 24, 2021

Statement On Staff No-Action Letter Regarding Amended Rule 15c2-11 In Relation to Fixed Income Securities, SEC Commissioner Hester M. Peirce, Sept. 24, 2021
mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.

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Robert Long White Collar Defense Lawyer Greenberg Traurig

Robert Long White Collar Defense Lawyer Greenberg Traurig
natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

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SEC Grants No-Action Relief From Initial Margin Requirements - Corporate/Commercial Law

The SEC Division of Trading and Markets granted no-action relief to security-based swap dealers from certain initial margin requirements for security-based swaps under SEA Rule 18a-3(c)(1)(ii)(B) ("Margin Requirements"). ....

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SEC Approves Nasdaq

SEC Approves Nasdaq
mondaq.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondaq.com Daily Mail and Mail on Sunday newspapers.

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Annette L. Nazareth Appointed to Broadridge Board of Directors

Annette L. Nazareth Appointed to Broadridge Board of Directors
prnewswire.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from prnewswire.com Daily Mail and Mail on Sunday newspapers.

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