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Privacy Report: Senators Introduce Bipartisan Bill to Update Children's Online Privacy Rules | Arent Fox

The legislation updates the Children’s Online Privacy Protection Act (COPPA) by prohibiting internet companies from collecting personal information from anyone 13- to 15-years old. ....

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MIL-OSI USA: SEC Charges Broker-Dealer for Failures Related to Filing Suspicious Activity Reports

Source: Securities and Exchange Commission
The Securities and Exchange Commission today announced settled charges against GWFS Equities Inc. (GWFS), a Colorado-based registered broker-dealer and affiliate of Great-West Life & Annuity Insurance Company, for violating the federal securities laws governing the filing of Suspicious Activity Reports (SARs). GWFS provides services to employer-sponsored retirement plans.
According to the SEC’s order, from September 2015 through October 2018, GWFS was aware of increasing attempts by external bad actors to gain access to the retirement accounts of individual plan participants. The order further finds that GWFS was aware that the bad actors attempted or gained access by, among other things, using improperly obtained personal identifying information of the plan participants, and that the bad actors frequently were in possession of electronic login information such as user names, email addresses, and passwords. ....

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SEC Charges Broker-Dealer For Failures Related To Filing Suspicious Activity Reports

SEC Charges Broker-Dealer For Failures Related To Filing Suspicious Activity Reports
Date
12/05/2021
The Securities and Exchange Commission today announced settled charges against GWFS Equities Inc. (GWFS), a Colorado-based registered broker-dealer and affiliate of Great-West Life & Annuity Insurance Company, for violating the federal securities laws governing the filing of Suspicious Activity Reports (SARs). GWFS provides services to employer-sponsored retirement plans.
According to the SEC’s order, from September 2015 through October 2018, GWFS was aware of increasing attempts by external bad actors to gain access to the retirement accounts of individual plan participants. The order further finds that GWFS was aware that the bad actors attempted or gained access by, among other things, using improperly obtained personal identifying information of the plan participants, and that the bad actors frequently were in possession of electronic login information ....

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SEC fines broker-dealer $1.5M for SARs filing failures

By Kyle Brasseur2021-05-12T18:01:00+01:00
A Colorado-based broker-dealer will pay $1.5 million as part of a settlement with the Securities and Exchange Commission (SEC) announced Wednesday for lapses in the filing of suspicious activity reports (SARs) related to the threat of cyber-breaches.
GWFS Equities, an affiliate of Great-West Life & Annuity Insurance Company, provides services to employer-sponsored retirement plans. The company was allegedly the victim of multiple attempts by bad actors to access the retirement accounts of individual plan participants. GWFS failed to file approximately 130 SARs related to these incidents as required, according to the SEC.
The details: From September 2015 through October 2018, GWFS was aware of the breach attempts. The bad actors were often in possession of the electronic login information such as usernames, email addresses, and passwords of plan participants in attempting to breach the accounts, according to the SEC’s order. ....

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Empower Gives $100,000 to Support Pandemic Relief Efforts in India

Posted on
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Empower Retirement is announcing a donation of $100,000 to support relief efforts in India for those affected by an intense COVID-19 outbreak in the South Asian country.
Empower will make donations to the Red Cross, which through its Indian operations has been providing ambulance services, first aid, medical care and oxygen to some of the sickest people. Indian Red Cross branches across the country are also supporting the vaccination campaign, including providing vaccinations and running vaccine awareness campaigns, as well as offering Red Cross clinics and medical facilities as vaccination centers.
“The situation in India requires the world’s attention and we must do everything we can to help with relief efforts,” said Empower Retirement President and CEO Edmund F. Murphy III. “Our donation will go to support relief efforts and help those with the most immediate needs. We will cont ....

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