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FCA takes enforcement action against broker for market abuse identification and reporting failures – behind the headlines | Allen & Overy LLP : vimarsana.com
FCA takes enforcement action against broker for market abuse identification and reporting failures – behind the headlines | Allen & Overy LLP
Although, the FCA’s press release announcing its enforcement action against Sigma Broking Limited (Sigma) refers to “market abuse reporting failures”, some of the most interesting...
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