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Although, the FCA’s press release announcing its enforcement action against Sigma Broking Limited (Sigma) refers to “market abuse reporting failures”, some of the most interesting...
<p><span>Sigma Broking Limited (Sigma) has been fined £531,000 for failing to make reports crucial in fighting potential market abuse and three directors have been fined amounts totalling over £200,000, two of whom have also been prohibited.</span></p>
Britain's financial watchdog fined Sigma Broking Ltd 531,000 pounds and banned former directors for reporting failures, including related to suspicious deals, it said on Thursday.... | October 6, 2022