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SEC Adopts Rule Enhancements to Prevent Misleading or Deceptive Investment Fund Names | Goodwin : vimarsana.com
SEC Adopts Rule Enhancements to Prevent Misleading or Deceptive Investment Fund Names | Goodwin
On September 20, 2023, the US Securities and Exchange Commission (the “SEC”) voted, by a 4-1 vote, to adopt certain amendments (the “final rule” or the “amendments”) to Rule 35d-1 (the...
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