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D&I in FS: new rules and guidance on non-financial misconduct | Allen & Overy LLP

December 13, 2023

The FCA is focused on reducing non-financial misconduct to enhance the reputation of the UK financial services sector. Spurred on by positive levels of engagement with its 2021...

United Kingdom Allen Overy Senior Management Function Certification Function Senior Personnel Upper Tribunal

Source: jdsupra.com

AI in UK Financial Services - What's on the Horizon? | Latham & Watkins LLP

November 1, 2023

As regulatory thinking evolves, firms must ensure that any current or planned use of AI complies with regulatory expectations. As financial services firms digest FS2/23,...

United Kingdom Nikhil Rathi Payment Services Regulations Digital Regulation Cooperation Forum Financial Services Ai Public Private Forum

Source: jdsupra.com

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Certification Function News Today

D&I in FS: new rules and guidance on non-financial misconduct | Allen & Overy LLP

AI in UK Financial Services - What's on the Horizon? | Latham & Watkins LLP

Explore More Categories