Senior Management Function News Today

The UK’s financial regulators have responded to the government’s White Paper on its approach to regulating the use of artificial intelligence and machine learning (AI). Publications...

Investegate announcements from Tesco Personal Finance Group PLC Annual Report

What does the fining of a major Wall Street firm for trade surveillance failures, the holding to personal account of the CEO of a UK bank, the impact of cyber security incidents at a pair of broker dealers...

In an effort to bolster transparency and accountability within the financial services sector, the Financial Conduct Authority (FCA) has begun an examination of non-financial misconduct (NFM) among regulated entities.

Last week, the UK's financial services regulator, the Financial Conduct Authority (FCA) issued a notice to provide information to the Lloyd's insurance market to complete a survey on non-financial...

UK regulators have recently announced a number of reforms for banks and other financial institutions. - On 23 November 2023, the Prudential Regulation Authority (PRA)...

The FCA is focused on reducing non-financial misconduct to enhance the reputation of the UK financial services sector. Spurred on by positive levels of engagement with its 2021...

On 6 November 2023, the Prudential Regulation Authority (PRA) published a Dear CEO Letter addressed to deposit-taking entities (e.g. banks) in relation to innovations in deposits,...

On 26 October 2023, the Bank of England (BoE) (including the Prudential Regulation Authority (PRA)), and the Financial Conduct Authority (FCA) (collectively ‘the regulators’) published...

The Financial Conduct Authority (“FCA”) and Prudential Regulation Authority (“PRA”) have recently published consultation papers on a package of measures to promote diversity and...