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SEC Settles With Broker Who Used Aliases to Defraud Clients

SEC Settles With Broker Who Used Aliases to Defraud Clients Christopher Fulco was sentenced to three years in prison after pleading guilty to wire fraud, mail fraud and securities fraud in Montana federal court. The SEC reached an end in its complaint against an unregistered broker whod already pleaded guilty in federal court to defrauding investors of more than $1.6 million, using the funds for personal expenses, luxury goods and debit card transactions at casinos.  In November of las...
United States Christopher Fulco Michael Barron Jonathan Stewart Kurt Alme High Capital Yield Fund

Christopher Fulco (a/k/a Christian Anthony, Johnathan Stewart, and Michael Barron (Release No. LR-25038; Feb. 26, 2021)

Litigation Release No. 25038 / February 26, 2021 On February 24, 2021, the U.S. District Court for the Eastern District of New York entered a final consent judgment against Christopher Fulco and Fulcos company JM Capital Holdings LLC. The Securities and Exchange Commission had charged Fulco and JM Capital with engaging in an offering fraud. According to the SECs complaint, filed September 18, 2019, Fulco, through JM Capital, cold-called investors, including many elderly retirees, and solicite...
New York United States Jamesm Carlson Christopher Fulco Stephan Schlegelmilch Corey Schuster
Source: sec.gov

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