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All about Trusted Contact Persons and Temporary Holds - Victoria Times Colonist

July 1, 2023

Financial advisors now have additional tools to protect clients from scams: Trusted Contact Person and Temporary Holds.

National Supervision National Instrument Bc Securities Commission Canadian Securities Administration Contact Person Greenard Group

Source: timescolonist.com

Firms should prepare to address technicalities in client-focused reform changes: securities lawyer

January 19, 2022

Rules will evolve as regulators give extra guidance and lawyers become familiar with industry norm

Client Focused Reform Securities Lawyer

Source: lawtimesnews.com

Advisors prepare for enhanced suitability

November 2, 2021

The requirement to put clients’ interests first “reinforces the importance of suitability”

Susan Silma Rebecca Cowdery Mutual Fund Dealers Association Of Canada Borden Ladner Gervais Sun Life Financial Investment Services Canada Inc Sun Life Financial Investment Services

Source: advisor.ca

IIROC Publishes 2022 Priorities

May 28, 2021

The Investment Industry Organization of&nbsp;Canada&nbsp;(IIROC) today published its&nbsp;<a target="_blank" rel="nofollow" href="https://c212.net/c/link/?t=0&amp;l=en&amp;o=3178991-1&amp;h=986863379&amp;u=http%3A%2F%2Fwww.iiroc.ca%2Fdocuments%2F2021%2F5b59337b-2dd6-462b-9820-c94d9f001cd2_en.pdf&amp;a=fiscal+year+2022+Priori...

Andrew Kriegler Expert Investor Issues Panel Investment Industry Organization Canadian Securities Administrators Canadian Securities Administrator Strategic Plan

Source: mondovisione.com

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