Client Focused Reforms News Today

Banks are, first and foremost, sales organizations, and there is a real issue: limited product choice for personal investing in bank branches

It’s perfectly fine to have a view on both portfolio construction and macro-level market outlooks, but discipline, open-mindedness, and preparedness are needed when encountering turbulent markets

The securities regulatory authorities in all Canadian jurisdictions other than British Columbia recently published in final form Multilateral Instrument 93-101 Derivatives: Business...

Tech-assisted recommendations can improve client outcomes

Conflict of interest practices at 172 firms in various registration categories were reviewed

The CSA's new business plan prioritizes client focus reforms, ESG and other regulatory changes

The Canadian Securities Association (CSA) regulates securities law in Canada, including disclosure requirements. They have issued several phases of Client Focused Reforms (CFR) to make changes to ensure clients’ interests are put first.

On December 16, 2021, the Canadian Securities Administrators (CSA) introduced amendments to National Instrument 33-109 Registration Information and National Instrument...

In the post-Client Focused Reforms world, the Ontario Divisional Court's recent decision in Boal v. International Capital Management Inc. is an important re-affirmation that regulatory standards...

/CNW/ - Franklin Templeton Canada today announced management and administration fee reductions and series consolidations for its Franklin Quotential Portfolios...