IIFL Securities plunges 18% as Sebi bars onboarding new clients for 2 years
The SEBI has prohibited the Company from onboarding new clients for a period of two years in respect of its business as a stock broker.
Source: business-standard.com
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securities appellate tribunal: IIFL Securities to appeal to SAT against SEBI order on onboarding new clients
“It may be noted that the order does not affect the companys existing business with the existing clients,” IIFL Securities said in an exchange filing.
Source: indiatimes.com
Entrepreneurs have a lifeline at Yes4Youth Genesis Hub
After the closure of the West Coast Business Development Centre (WCBDC) in Saldanha, Chris Meyer decided to go on his own.
Western Cape South Africa Chris Meyer Coast Business Development Centre West Coast Business Development Centre Compliance First
Source: netwerk24.com
SimplyBiz launches Vulnerable Clients campaign
SimplyBiz has launched a ‘Vulnerable Clients Week’ campaign, intended to help members support their clients during a “vulnerability epidemic” exacerbated by the Covid-19 pandemic. The campaign, which starts today (28 March), will cover topics such as regulatory activity around vulnerable persons, implications of
United Kingdom Janice Laing Jonathan Barrett Vulnerable Clients Week Consumer Duty Financial Vulnerability Taskforce
Source: mortgagestrategy.co.uk
SimplyBiz partners with PFS taskforce to combat 'vulnerability epidemic'
SimplyBiz will be working to tackle the ‘vulnerability epidemic’ alongside the independent Financial Vulnerability Taskforce. The taskforce was launched by the Personal Finance Society in January to address various forms of consumer vulnerability. In an update today SimplyBiz said it will encourage member firms to
United Kingdom Janice Laing Keith Richards Financial Vulnerability Personal Finance Society Compliance First
Source: moneymarketing.co.uk