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January 4, 2023
The U.S. Securities and Exchange Commission (SEC) has adopted Rule 10D-11 and other rule amendments (Final Rules) as required by Section 10D of the Securities Exchange Act of 1934...
January 2, 2023
On January 13, 2022, the Securities and Exchange Commission (the "SEC") proposed several rule and form amendments to address potentially abusive practices relating to the use of Rule 10b5-1...
December 29, 2022
On January 13, 2022, the Securities and Exchange Commission (the “SEC”) proposed several rule and form amendments to address potentially abusive practices relating to the use of Rule...
December 29, 2022
The Securities and Exchange Commission (SEC) recently published its enforcement results for FY2022.
December 26, 2022
On December 16, 2022, the Board of Governors of the Federal Reserve System (the "Board") adopted a final rule (the "Final Rule") to implement the Adjustable Interest Rate...
December 23, 2022
On December 16, 2022, the Board of Governors of the Federal Reserve System (the “Board”) adopted a final rule (the “Final Rule”) to implement the Adjustable Interest Rate (LIBOR)...
December 22, 2022
On December 16, 2022, the Board of Governors of the Federal Reserve System (the “Board”) adopted a final rule (the “Final Rule”) to implement the…
December 21, 2022
The Board of Governors of the Federal Reserve System adopted a final rule to implement the Adjustable Interest Rate Act, LIBOR Act. The Final Rule addresses many of the comments received on the Proposed Rule and sets forth the Board’s final decision on a number issues.
December 8, 2022
On November 22, 2022, the U.S. Department of Labor's Employee Benefits Security Administration (the "DOL") released final regulations (the "Final Rules") that are intended to be more supportive of ERISA...
December 7, 2022
On November 22, 2022, the U.S. Department of Labor’s Employee Benefits Security Administration (the “DOL”) released final regulations (the “Final Rules”) that are intended to be more...