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December 6, 2022
On November 28, 2022, the Securities and Exchange Commission (the “SEC”) published the final clawback rules (the “Final Rules”) under the Dodd-Frank Wall Street Reform and Consumer...
December 6, 2022
U.S. Department of Labor Employee Benefits Security Administration released final regulations to support ERISA fiduciaries considering environmental, social, governance factors ESG in investment decisions, consistent with DOL proposed ESG regulations issued in October 2021.
December 5, 2022
On November 28, 2022, the Securities and Exchange Commission (the "SEC") published the final clawback rules (the "Final Rules") under the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank") in the Federal Register.
December 3, 2022
Securities and Exchange Commission SEC published final clawback rules under Dodd-Frank Wall Street Reform and Consumer Protection Act. National securities exchanges must file proposed listing standards by February 24th to be effective November 28th 2023.
December 2, 2022
On November 28, 2022, the Securities and Exchange Commission (the “SEC”) published the final clawback rules (the “Final Rules”) under the Dodd-Frank…
December 1, 2022
Recently, the U.S. Securities and Exchange Commission (SEC) adopted rule and form amendments for registered open-end funds (Final Rules) that will substantially change...
November 30, 2022
Recently, the U.S. Securities and Exchange Commission (SEC) adopted rule and form amendments for registered open-end funds (Final Rules) that will substantially change the form and...
November 23, 2022
The Securities and Exchange Commission (“SEC”) on October 26, 2022, adopted final rules1 directing national securities exchanges and associations,2 to establish listing standards that...
November 22, 2022
On 26 October 2022, the Securities and Exchange Commission (SEC) adopted final rules and form amendments (the Final Rules) representing significant reforms to the content and delivery...
November 17, 2022
SEC amended Item 27 to Form N-1A, creating a new concise and visually engaging form of shareholder report focusing on information the SEC believes is particularly important for retail shareholders to assess and monitor their fund investments on an ongoing basis.