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How Dodd–Frank Mandated Disclosures Harm, Rather than Protect, Investors

April 12, 2023

Dodd–Frank’s Title XV disclosure requirements for conflict minerals, mines, resource extraction, and CEO pay harm investors and job creation.

United States Democratic Republic Of The Congo Health Administration Government Accountability Office Exchange Commission United States Court

Source: heritage.org

The SEC's New Proposed Rule To Regulate Credit Derivatives And Other Security-Based Swaps Raises Practical Concerns For The Industry And May Exceed The SEC's Authority - Corporate/Commercial Law

March 11, 2022

On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended "to prevent fraud, manipulation,...

Exchange Commission Dept Of Health Human Servs Commodity Futures Trading Commission Assn Inc Uk Financial Conduct Authority Clemente Global Growth Fund Inc

Source: mondaq.com

The SEC's New Proposed Rule To Regulate Security-Based Swaps Raises Practical Concerns for the Industry and May Exceed the SEC's Authority | Kramer Levin Naftalis & Frankel LLP

March 10, 2022

On Dec. 15, 2021, the U.S. Securities and Exchange Commission (SEC or Commission) proposed Rule 240.9j-1 (the Rule), intended “to prevent fraud, manipulation, and deception in...

Commodity Futures Trading Commission Exchange Commission Assn Inc Uk Financial Conduct Authority Us Dept Of Health Human Servs Clemente Global Growth Fund Inc

Source: jdsupra.com

CFPB looking for whistleblowers to report potential discrimination arising from the use of artificial intelligence | Ballard Spahr LLP

December 22, 2021

In their June 2021 request for information regarding financial institutions’ use of artificial intelligence (AI), including machine learning, the CFPB and federal banking regulators...

Ballard Spahr Tech Workers Frank Section Consumer Financial Protection Act

Source: jdsupra.com

Detailed text transcripts for TV channel - MSNBC - 20120318:13:08:00

March 18, 2012

So -- >> i agree. >> you are saying can we do anything now to let the -- move on? >> right. >> i think what i would like to see personally is -- the federal reserve has the power under dodd/frank section 121 to break up any risky institution. we are not seeing anyone do that. >> you know, what i was -- what i would say -- and -- occupy sec, it -- a lot of this is backward looking. like -- will are things we can do now. for example, the implementation of dodd frank and volcker rule, i dont know i...

Frank Section Con Strints Them Volcker Rule Dodd Frank Obama Care

Source: news source