James Wheaton News Today

<p><span xml:lang="EN" lang="EN">The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against <span>HSBC Bank USA, N.A.</span></span><span>,</span><span> a provisionally registered swap dealer, <span>HSBC Securities (USA) Inc.</span>, a futures commission merchant, and <span>HSBC Bank plc</span>, a provisionally regis...

<p><span>The Commodity Futures Trading Commission today issued orders simultaneously filing and settling charges against swap dealer and futures commission merchant (FCM) affiliates of 11 financial institutions for failing to maintain, preserve, or produce records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to their businesses as CFTC registrants.</span></p>

<p><span>Today, the Commodity Futures Trading Commission (CFTC or Commission) issued a series of orders settling charges against swap dealers and affiliated futures commission merchants</span><a href="https://www.cftc.gov/PressRoom/SpeechesTestimony/johnsonstatement092722#_ftn1">[1]</a><span> (Bank-Affiliated Entities) for failing to maintain, preserve, and produce records in compliance with CFTC recordkeeping requirements and for failing to...

Court Convictions

The Critical Incident Review Board looked at three recent cases involving Mesa Police officers.

DETECTIVES are continuing to investigate the alleged murder of a man in Liden eight months ago.

The Ending of George Lucas THX 1138 Explained 1970s science fiction isnt known for being hopeful. THX 1138 is the tentative exception. Warner Bros. For a film as relentlessly propulsive as  THX 1138 (1971), it is difficult to pinpoint the true beginning of the end. Is it when LUH 3417 ( Maggie McOmie) weens her unwitting roommate, THX ( Robert Duvall), off his state-mandated sedatives? Or when, returning to his job without a drug-induced steady hand, THX drops a radioactive cylinder of magnum,...

CFTC: Federal Court Sanctions Former New Jersey Energy Broker For Role In Disclosures Of Material Nonpublic Information Date 23/02/2021 The Commodity Futures Trading Commission today announced that the U.S. District Court for the Southern District of New York entered a consent order on February 19, 2021, resolving CFTC charges that Ron Eibschutz, a former energy broker and New Jersey resident, sought and obtained disclosures of material nonpublic information from two former employees of th...