Financial Professionals Coalition seeks to help 'disenfranchised' advisors
Former Finra board member Stephen Kohn says the group will help advisors with questions about careers, disciplinary records and much else.
Source: investmentnews.com
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FINRA Board of Governors Elects Eric Noll as Chair
Press release content from Business Wire. The AP news staff was not involved in its creation.
Source: apnews.com
FINRA Board Of Governors Elects Eric Noll As Chair
<ul>
<li><span>Linde Murphy Re-Elected as Small-Firm Governor</span></li>
<li><span>Moira Kilcoyne and Fabiola Arredondo Appointed as New Public Governors</span></li>
<li><span>Camille Busette and Ethiopis Tafara Re-Appointed as Public Governors</span></li>
</ul>
Source: mondovisione.com
Report Finds "No Evidence" of Agreement Between Wells Fargo and FINRA
A law firm FINRA hired to investigate a Georgia arbitration dispute found 'no evidence' of a secret agreement between Wells Fargo counsel and FINRA.
Source: wealthmanagement.com
FINRA Seeks Advisory Committee Members - Press Release
Outreach Follows Recent Efforts to Expand Opportunities for Participation FINRA today issued Special Notice 3/31/22 to encourage securities industry p
United States Marciae Asquith Linde Murphy Wendy Lanton Racial Justice Task Small Firm Advisory Committee
Source: wiredprnews.com
Finra board approves remote-inspection proposals, sends them to SEC
The Finra board approved regulatory proposals that could enable brokerages to conduct remote inspections of branch offices beyond December.
Linde Murphy Exchange Commission Financial Industry Regulatory Authority Inc Me Allison Co Financial Industry Regulatory Authority
Source: investmentnews.com