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November 3, 2023
The UK financial regulators’ proposals for creating a new regulatory framework for diversity and inclusion (D&I) in financial services are wide-ranging and detailed but have at their...
October 12, 2023
The Financial Conduct Authority (“FCA”) and Prudential Regulation Authority (“PRA”) have recently published consultation papers on a package of measures to promote diversity and...
December 22, 2020
To embed, copy and paste the code into your website or blog: Recent regulatory developments of interest to all financial institutions. See also sector specific updates in the Related Materials links. Contents Sanctions Regulations (EU Exit) (Commencement) Regulations 2020 UK financial services overseas framework: HM Treasury call for evidence BoE Financial Stability Report and FPC summary and record SMCR implementation: PRA evaluation UK Investment Firms Prudential Regime: FCA CP20/24 FCA Handb...