Surging Through 2021 To 2022: BLG's Vision Of The Client Focused Reforms - Coronavirus (COVID-19)
Legal services for registrants Through the Client Focused Reforms, the Canadian Securities Administrators (CSA) expect registrants to better align their interests with the interests of their clients. The new rules and CSA expectations regarding conflicts of interest and related enhanced conflicts client disclosures will become effective on June 30, 2021, with the balance of the rule and policy changes becoming effective on December 31, 2021. With BLGs Vision of the Client Focused Reforms, we c...
Conflicts Compliance Services Compliance Services Client Focused Reforms Canadian Securities Client Focused Programs Compliance
Source: mondaq.com