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January 9, 2023
Although, the FCA’s press release announcing its enforcement action against Sigma Broking Limited (Sigma) refers to “market abuse reporting failures”, some of the most interesting...
October 6, 2022
<p><span>Sigma Broking Limited (Sigma) has been fined &pound;531,000 for failing to make reports crucial in fighting potential market abuse and three directors have been fined amounts totalling over &pound;200,000, two of whom have also been prohibited.</span></p>
October 6, 2022
Britains financial watchdog fined Sigma Broking Ltd 531,000 pounds and banned former directors for reporting failures, including related to suspicious deals, it said on Thursday.... | October 6, 2022