FCA Consults on Changes to Appointed Representatives Regime

The Appointed Representatives Regime enables certain businesses to conduct regulated activities without having to be authorised by the FCA. The FCA is proposing new rules to increase the regulatory burden on Principals to oversee ARs and to provide information to FCA.

Related Keywords

United Kingdom , , Financial Services Compensation Scheme , Financial Conduct Authority , Financial Services Register , Appointed Representatives Regime , Appointed Representatives , Changes Under , Consumer Duty , Senior Management , Certification Regime , Introducer Appointed Representatives , Potential Policy , Legal , Lobal , Business , Dministrative , Uk , Ca , Ppointed Representatives Regime Changes ,