Gladstone Investment Corporation Reports Financial Results for its Fourth Quarter and Fiscal Year Ended March 31, 2021 March 31, 2021 20,514 0.09 0.20 0.62 0.15 0.06 11.9% $633,829 95.5% 11.52 - 42,454 0.54 0.69 1.28 0.83 0.10 11.9% $633,829 95.5% 11.52 (A) Inclusive of: $3.6 million, or $0.11 per weighted-average common share, and $1.8 million, or $0.05 per weighted-average common share, of capital gains-based incentive fees accrued during the three months ended March 31, 2021 and December 31, 2020; and $5.0 million, or $0.15 per weighted-average common share, and $(6.7) million, or $(0.21) per weighted-average common share, of capital gains-based incentive fees accrued/(reversed) during the year ended March 31, 2021 and the year ended March 31, 2020, respectively. These fees were accrued in accordance with United States generally accepted accounting principles ("U.S. GAAP"), where such amounts were not contractually due under the terms of the investment advisory agreement for the respective periods. Also see discussion under