SEC Expands Definition of "Dealer" to Capture Liquidity Prov

SEC Expands Definition of "Dealer" to Capture Liquidity Providers

SEC Expands Definition of "Dealer" to Capture Liquidity Providers

natlawreview.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from natlawreview.com Daily Mail and Mail on Sunday newspapers.

Related Keywords

United States , Florida , Gary Gensler , Carolinea Crenshaw , Markt Uyeda , Jaime Liz , Haoxiang Zhu , Hesterm Peirce , Exchange Act Net Capital Rule , Investment Company Act Commenters , Exchange Act Rule , Amendments To Exchange , Exchange Commission , Securities Exchange , Exchange Act , Big Apple Consulting United States Inc , Investment Company , Securities Investor Protection Corporation , Us Department Of The Treasury , Eleventh Circuit Court , Us District Court , Financial Industry Regulatory Authority , Securities Exchange Act , Exchange Act Rules , Final Rules , Investment Company Act , Adopting Release , Proposed Rules , Final Rule , Asset Threshold , First Proposed Qualitative Standard , Second Proposed Qualitative Standard , Expressing Trading , Trade Reporting , Compliance Engine , Principal Trading , Registered Investment Advisers , Automated Market , Markets Director Haoxiang Zhu , Regulatory Oversight , Act Rule , Net Capital Rule , Ynet Capital , Consolidated Audit Trail , Commissioner Mark , Commissioner Peirce , Access Rule , Commissioner Uyeda , Chair Gary Gensler , Commissioner Caroline , Commissioner Jaime Liz , Options Order Protection , Crossed Market Plan , Regulatory Notice , Against Unregistered , Apple Consulting United States , Middle District , Big Apple Consulting United States , Big Apple ,