SEC passes new 'conflict of interest' rules governing how br

The United States Securities and Exchange Commission voted 3-2 along party lines to approve a series of proposals, including changes to existing laws surrounding conflicts of interest related to the use of data analytics tools by brokers.

Related Keywords

United States , Mark Uyeda , Gary Gensler , Gary Gensler Garygensler , Hester Peirce , York Stock Exchange , New York Stock Exchange , Exchange Commission , United States Securities , Open Meeting , Cybersecurity Risk Management , Predictive Data , Certain Internet Advisers From , Prohibition Against Registration , Chairman Gary Gensler , Rob Red , Gary Green , Commissioner Hester Peirce , Nasdaq Stock Market ,