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SEC passes new 'conflict of interest' rules governing how brokers can use AI

Published: July 26, 2023

The United States Securities and Exchange Commission voted 3-2 along party lines to approve a series of proposals, including changes to existing laws surrounding conflicts of interest related to the use of data analytics tools by brokers.

Source: cointelegraph.com

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United StatesMark UyedaGary GenslerGary Gensler GarygenslerHester PeirceYork Stock ExchangeNew York Stock ExchangeExchange CommissionUnited States SecuritiesOpen MeetingCybersecurity Risk ManagementPredictive DataCertain Internet Advisers FromProhibition Against RegistrationChairman Gary GenslerRob RedGary GreenCommissioner Hester PeirceNasdaq Stock Market