The Securities and Exchange Commission on February 9, 2022 proposed to: shorten the standard settlement cycle for most broker-dealer securities transactions from two business days...
Source: jdsupra.com
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Top News In Act Rule Today - Breaking & Trending Today
The SEC's Recent Observations From Examinations Into Private Fund Advisers - Corporate/Commercial Law
In the last five years, the SEC observed a 70% increase in the value of private fund assets. More than 5,000 SEC-registered advisers currently manage approximately $18 trillion in private fund assets,...
Source: mondaq.com
SEC Proposes Substantial Changes To Beneficial Ownership Reporting - Corporate/Commercial Law
On February 10, 2022, the Securities and Exchange Commission (the "SEC") proposed substantial amendments to the reporting regime for beneficial owners of greater than 5% in public companies.
Source: mondaq.com
SEC Focus on Cybersecurity Begins to Take Shape | Goodwin
The U.S. Securities and Exchange Commission is implementing a campaign to overhaul the agency’s expectations around cybersecurity and cyber incident reporting for the financial services...
Source: jdsupra.com
SEC Proposes Significant Changes To Rules And Reporting Requirements Regarding Trading By Insiders, Share Repurchases And Option Grants - Corporate/Commercial Law
On December 15, 2021, the Securities and Exchange Commission (the "SEC") proposed amendments to Rule 10b5-1 that could have a significant impact on trading by individuals who have access to material nonpublic information ("MNPI")...
Source: mondaq.com