Yelp for government contracting? Procurated launches Canary
Canary seeks to empower both state governments in evaluating suppliers, and suppliers in evaluating their performance.
Source: venturebeat.com
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Top Tips for Updating Your 2024 Compliance Program | SEC Compliance Consultants, Inc. (SEC³)
Every year compliance officers face the unenviable job of performing their compliance program's annual review under Advisers Act Rule 206(4)-7). An essential element of that review is...
Source: jdsupra.com
United States - Advertising, Marketing & Branding - SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date
The SEC's Examination Staff continues to focus on investment adviser's compliance with the Marketing Rule.
Source: mondaq.com
SEC Division of Examinations Publishes 2024 Examination Priorities | Bryan Cave Leighton Paisner
On October 16, 2023, the Division of Examinations (the “Division”) of the U.S. Securities and Exchange Commission (the “SEC”) published its annual Examination Priorities for 2024 (the...
Source: jdsupra.com
SEC Announces 2024 Exam Priorities - Financial Services
On October 16, 2023, the Division of Examinations of the U.S. Securities and Exchange Commission (the "Division" and the "SEC," respectively) announced its examination priorities...
Source: mondaq.com