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Sanctions Update: OFAC Re-Emphasizes Applicability Of Sanctions To Non-US Persons - Export Controls & Trade & Investment Sanctions - Vimarsana News

Sanctions Update: OFAC Re-Emphasizes Applicability Of Sanctions To Non-US Persons - Export Controls & Trade & Investment Sanctions

On March 6, 2024, the US Department of the Treasury's Office of Foreign Assets Control ("OFAC"), the US Department of Justice ("DOJ")...

Source: mondaq.com
United States - Advertising, Marketing & Branding - SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date - Vimarsana News

United States - Advertising, Marketing & Branding - SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date

The SEC's Examination Staff continues to focus on investment adviser's compliance with the Marketing Rule.

Source: mondaq.com